Surreal image of a shoulder joint in the clouds at a mountain peak, symbolizing the risk of VTE following shoulder arthroplasty at high altitude.

Sky-High Risks: Does Altitude Affect Your Shoulder Arthroplasty Outcome?

"Uncover the surprising link between high altitudes and increased risks of venous thromboembolisms following total shoulder arthroplasty."


Total shoulder arthroplasty (TSA) is a common and effective procedure for relieving pain and restoring function in individuals with severe shoulder arthritis. While generally safe, like all surgeries, it carries certain risks, including venous thromboembolism (VTE), which includes deep vein thrombosis (DVT) and pulmonary embolism (PE). VTE is a condition where blood clots form in the veins, potentially leading to serious complications.

Traditionally, factors such as obesity, smoking, hypertension, diabetes, and hyperlipidemia have been recognized as risk factors for VTE following orthopedic surgeries. However, emerging research suggests that environmental factors, such as altitude, may also play a significant role. High altitudes can trigger physiological changes in the body that might predispose individuals to VTE.

This article explores a recent study investigating the relationship between high altitudes and the risk of VTE after TSA. We will delve into the study's findings, discuss the potential mechanisms behind this association, and provide practical advice for individuals considering TSA at higher elevations. Understanding these risks is crucial for both patients and surgeons to ensure the safest possible outcomes.

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The Ongoing VTE Burden

Venous thromboembolism (VTE), including deep vein thrombosis (DVT) and pulmonary embolism (PE), is a potentially life-threatening complication after total shoulder arthroplasty (TSA). A 2026 study evaluated VTE incidence, bleeding events, and related outcomes while noting that the effectiveness and safety of chemical prophylaxis in TSA remain unclear. A systematic review also investigated the incidence, characteristics, and risk factors for VTE after shoulder arthroplasty, while newer research is assessing VTE trends after knee, hip, and shoulder arthroplasty using linked UK primary and secondary care data.

Risk Assessment Without a Uniform Protocol

VTE prevention and risk factors are considered during preoperative planning, but established risk-factor guidelines for total shoulder arthroplasty remain limited. Reported VTE rates in shoulder arthroplasty vary widely, from 0.2% to 16%, and chemical prophylaxis guidelines have not been established as they have for many lower-extremity procedures. The ICM-VTE recommendations classify non-fracture-related shoulder arthroplasty as a non-major VTE-risk procedure, while fracture-related shoulder procedures are considered major.

Early Recognition of a Rare Complication

Shoulder-surgery literature has historically characterized VTE as uncommon, with incidence reported below 1% after shoulder arthroplasty and below 0.4% after shoulder arthroscopy. The same review identified elderly patients, those with a previous VTE, and those with significant comorbidities, including a Charlson Comorbidity Index of at least 1, as the highest-risk groups. These observations helped establish patient characteristics as an important part of postoperative VTE assessment.

Altitude and VTE Risk: What the Research Shows

Surreal image of a shoulder joint in the clouds at a mountain peak, symbolizing the risk of VTE following shoulder arthroplasty at high altitude.

A retrospective study was conducted using the Medicare Standard Analytical Files database to investigate whether undergoing TSA at higher altitudes (>4,000 feet) is an independent risk factor for postoperative VTE. Researchers compared patients undergoing TSA at high-altitude centers with a matched control group undergoing the same procedure at low-altitude centers (<100 feet). The study meticulously excluded patients with pre-existing conditions like VTE, DVT, PE, and coagulation disorders.

The study revealed a significant association between high altitude and an increased risk of pulmonary embolism (PE) within the first 30 postoperative days. Specifically, patients undergoing TSA at higher altitudes experienced a significantly higher rate of PEs compared to those at lower altitudes. This trend persisted at the 90-day mark, indicating that the elevated risk extends beyond the immediate postoperative period.

  • Increased PE Risk: The odds of experiencing a PE within the first 30 days were significantly higher for patients undergoing TSA at high altitudes.
  • Sustained Risk: The increased risk of PE remained evident even 90 days after the surgery.
  • No Difference in DVT Rates: Interestingly, the study did not find a significant difference in the rates of deep vein thrombosis (DVT) between the high and low-altitude groups.
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Altitude as a Potential Modifier

A systematic review on secondary polycythemia and VTE reports that several orthopedic studies have identified higher altitude as a modifiable factor associated with VTE. It cites a 2016 case-control study in which high altitude was a significant risk factor for VTE among patients undergoing knee arthroscopy, and a 2006 study reporting a 24.5-fold increase in DVT risk among lowland-residing soldiers who spent an extended period at higher altitude. Other cited research has reported similar altitude-related findings in total shoulder arthroplasty and lumbar spine fusion patients, while one source notes that patients treated above 4,000 feet had nearly twice the postoperative PE risk of those treated at sea-level centers.

Limits of the Altitude Evidence

The available database analysis has important limitations that weaken firm conclusions about altitude and VTE after total shoulder arthroplasty. It does not specify how VTEs were diagnosed, such as by Doppler ultrasound or clinical assessment. It also remains unclear whether diagnostic practices or the rigor of postoperative VTE prophylaxis differed between surgeons and centers at different altitudes.

Prophylaxis and Anticoagulation Context

Evidence summarized for the Chinese population indicates that prophylaxis reduced venous thrombosis incidence by 66% and pulmonary embolism incidence by 50%, supporting consideration of prophylaxis for patients at high risk of postoperative DVT. Separately, the literature describes DVT and PE as two expressions of a single disease. On that basis, low-molecular-weight heparin treatment has been extended to patients with clinically stable PE, although these sources do not establish a shoulder-arthroplasty-specific regimen.

These findings suggest that altitude may be an independent risk factor for VTE, specifically PE, following TSA. While the exact mechanisms are not fully understood, several factors associated with high altitude could contribute to this increased risk.

What This Means for You: Practical Implications and Recommendations

If you are considering TSA, especially if you reside at or plan to undergo surgery at a high-altitude location, it is crucial to discuss these findings with your orthopedic surgeon. While this study highlights a potential risk, it does not mean that TSA is unsafe at high altitudes. Instead, it emphasizes the importance of personalized risk assessment and preventative strategies. Your surgeon can evaluate your individual risk factors and recommend appropriate measures to minimize the risk of VTE.

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A Risk Signal, Not a Final Answer

VTE after total shoulder arthroplasty is described as uncommon but potentially serious, and existing research has examined both patient-related perioperative factors and the possible influence of implant type or surgical indication. The cited study specifically sought to determine whether implant type or elective versus traumatic indication was associated with differences in postoperative VTE frequency after anatomic and reverse total shoulder arthroplasty. Taken together, the source material supports individualized risk assessment while leaving the independent contribution of altitude unresolved.

About this Article -

Written with AI assistance from published research, and reviewed by the Mystum team. See our About page for more information.

This article is based on research published under:

DOI-LINK: 10.1016/j.jor.2018.09.003, Alternate LINK

Title: A Higher Altitude Is An Independent Risk Factor For Venous Thromboembolisms Following Total Shoulder Arthroplasty

Subject: Orthopedics and Sports Medicine

Journal: Journal of Orthopaedics

Publisher: Elsevier BV

Authors: Dhanur Damodar, Rushabh Vakharia, Ajit Vakharia, Jon Sheu, Chester J. Donnally, Jonathan C. Levy, Lee Kaplan, Julianne Munoz

Published: 2018-12-01

Everything You Need To Know

1

What is Total Shoulder Arthroplasty (TSA)?

Total shoulder arthroplasty (TSA) is a surgical procedure performed to alleviate pain and restore function in individuals suffering from severe shoulder arthritis. During TSA, the damaged components of the shoulder joint are replaced with artificial implants. This procedure is generally considered safe and effective, but it carries certain risks.

2

What is Venous Thromboembolism (VTE) and why is it relevant to Total Shoulder Arthroplasty (TSA)?

Venous thromboembolism (VTE) is a condition where blood clots form in the veins. These clots can potentially lead to serious complications. In the context of total shoulder arthroplasty (TSA), VTE is a known risk, encompassing both deep vein thrombosis (DVT), where clots form in the deep veins, and pulmonary embolism (PE), where a clot travels to the lungs. The presence of VTE can significantly impact the recovery and overall outcome of the TSA procedure.

3

How does altitude affect the risk associated with Total Shoulder Arthroplasty (TSA)?

Altitude, specifically high altitudes (above 4,000 feet), has been identified as a potential risk factor for postoperative pulmonary embolism (PE) following total shoulder arthroplasty (TSA). The study highlighted in this context showed that patients undergoing TSA at high-altitude centers experienced a significantly higher rate of PE compared to those at low-altitude centers. The exact mechanisms are not fully understood, but physiological changes associated with high altitude may predispose individuals to VTE.

4

What specific risks did the study find regarding altitude and Total Shoulder Arthroplasty (TSA)?

A study found that individuals undergoing total shoulder arthroplasty (TSA) at high altitudes face an elevated risk of pulmonary embolism (PE) within the first 30 and 90 days post-surgery. It is important to note that while the study found a significant association between high altitude and PE, it did not find a significant difference in the rates of deep vein thrombosis (DVT) between high and low-altitude groups.

5

What should I do if I am planning to undergo Total Shoulder Arthroplasty (TSA), especially at a high altitude?

If you're considering total shoulder arthroplasty (TSA), especially if you live at or plan to have surgery at a high altitude, discussing these findings with your orthopedic surgeon is crucial. Your surgeon can assess your individual risk factors and recommend preventive measures, such as blood thinners or other strategies, to minimize the risk of venous thromboembolism (VTE), specifically pulmonary embolism (PE). This personalized approach helps ensure the safest possible outcome following TSA.

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